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Uniquely Qualified to Support the Broker/Dealer Industry

The broker/dealer industry continues its struggle to recover from the aftershocks of the recent economic downturn. Industry gross revenues are down overall; firms are increasingly consolidating; and clients are reluctant to trade or invest, which leads to a decline in fee revenues. It is more important than ever to ensure that your firm is supported by professionals who understand the industry implications of these challenges and can help provide value-added solutions.

Crowe Horwath LLP offers broker/dealer and wealth management expertise and competencies, buoyed by a deep commitment to the highest client service standards, to help your firm compete and grow. Crowe is proud to serve a wide range of independent broker/dealer and private wealth management clients across the United States.

Crowe’s team consists of well qualified professionals who:

  • Engage with industry focused regulators actively;
  • Keep you abreast of the latest industry regulations and standards;
  • Participate in broker/dealer focused industry associations and forums regularly; and
  • Interact with (and are examined by) the Public Company Accounting Oversight Board (PCAOB).

Crowe serves thousands of financial services companies and is uniquely positioned to support the broker/dealer and wealth management communities. Crowe’s audit, financial advisory, tax, risk, and performance services are designed to help balance risk and reward in even the most challenging market circumstances.


Contact Us

Chris Johnson
212.572.5552