Regulatory and Compliance

A Proactive Approach to Managing Compliance Risk

Crowe Horwath can help you understand, manage, and sustain global regulatory and compliance risk through proactive initiatives that reflect your particular structure, industry, and regulatory environment.

Today’s Challenging Environment

In an era of increasingly active enforcement and broader regulatory reach, compliance risk is an ongoing concern for virtually all organizations. Boards and other stakeholders need to be confident that regulatory compliance risk is being managed effectively in the face of changing organizational strategies and growth opportunities.

How Crowe Can Help

Crowe helps you address regulatory and compliance risk in a variety of ways including:

Encompassing the assessment, design, and implementation of compliance programs, controls, governance, and overall structure. Focused solutions include:

  • Compliance management program assessment, road maps, and development
  • Ethics, compliance, and anti-corruption programs
  • Compliance technology system implementation and optimization
  • Industry-specific, regulatory compliance-enabling solutions including Crowe FLARE, Crowe Model Risk Manager, CARS® solution, and 340B Drug Pricing Program compliance
  • Compliance training programs
Including scenario analyses and emerging risk identification

Monitoring, testing, and auditing of compliance and regulatory risks and controls. Focused solutions include:

  • Compliance audit (third line of defense)
  • Compliance testing (second line of defense)
  • Compliance model/system validation

Responding to and remediating compliance and regulatory events and issues. A comprehensive, systematic approach to help you:

  • Assess your current state
  • Identify initial responses to regulator action
  • Develop and execute longer-term programs
  • Augment support staff and technology
  • Validate and sustain future processes

The Crowe Approach

Crowe professionals draw on extensive compliance experience as well as deep expertise in specialized regulatory environments. We help support our clients’ strategic growth and business objectives through structured and sustainable compliance risk management practices and solutions.

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epperson-john-150

John Epperson

Leader, Regulatory Risk & Compliance