Regulatory Risk

Improving Regulatory Compliance Leads to Strong Corporate Governance

Each industry has different regulatory risks, and these challenging regulations are changing all the time. Sidestepping or ignoring complex regulations may affect other risk areas – such as fraud and technology risk – and lead to heavy fines, loss of internal control, and even prosecution.

Many organizations have compliance functions to address various regulations, which in turn drive good corporate governance. Sarbanes-Oxley Act (SOX) compliance enables public companies to assure stakeholders they are strengthening internal controls over financial reporting, an element of effective corporate governance for these companies.

Crowe Horwath LLP can help you anticipate regulatory changes, develop pragmatic solutions, streamline compliance processes, and modify organizational structures. These efforts will improve the effectiveness of risk management, compliance, and internal audit. Specifically, Crowe can assist with:

Wherever your company is on the compliance journey, from cost reductions, performance improvement, and compliance aggregation to complete enterprise risk management (ERM), Crowe’s extensive experience in large and complex compliance engagements and readiness to respond to an organization’s rapidly expanding global regulatory needs can give you the edge you’ve been looking for.

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Greg B. Hahn

Principal, Compliance Risk Services Leader